Workplace Retirement

A Self-Directed Brokerage Account (SDBA) may be an option for you

For many years, the investment options offered in company-sponsored retirement plans were limited to a pre-selected list of mutual funds and annuity contracts.

However, now many employers have enhanced their retirement plans to include a brokerage window option, known as a Self-Directed Brokerage Account (SDBA), for plan participants who prefer to work with their financial advisor on their in-plan assets.

With a systematic, yet flexible approach, an SDBA allows portfolio managers to take advantage of potential market opportunities while staying aligned with your retirement goals. 

YOUR RETIREMENT ACCOUNT

• Establishes a fiduciary relationship with access to institutional money managers.
• Provides offerings that meet varied investor risk tolerances.
• Security screening for best-in-class performance with portfolio rebalancing to keep your investments in alignment with your risk tolerance.
• Values-based portfolio selection availability - i.e. faith-based or socially responsible.
• Seeks to achieve attractive rates of return while minimizing potential loss.
• Incorporates both active and passive investment vehicles.